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The FSA is demonstrating it is committed to a more intensive regulatory approach.
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The FSA has written to wealth manager CEOs after a study found “significant, widespread failings”.
The FSA has fined a trader more than £1m and obtained a HC injunction in relation to the case.
The BoE and the FSA have published a joint paper on the path of future financial regulation
Advisers will have to provide details of their charging structures under new FSA proposals.
